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The Public Company Accounting Oversight Board oversees the audits of public companies and SEC-registered brokers and dealers.

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Sep. 17, 2025

The PCAOB has published a new edition of Data Points on who audits emerging growth companies.

Inspections
Sep. 11, 2025

A new Audit Focus publication from the PCAOB provides auditors of broker-dealers with good practices and other insights related to reviews of exemption reports.

Inspections